Lifting Equipment Safe Work Method Statement

Lifting Equipment Safe Work Method Statement (SWMS Template) delivered in Microsoft Word format for easy editing.

Lifting Equipment Safe Work Method Statement

Lifting Equipment Safe Work Method Statement (SWMS)

Whether you need to get on site to start work, looking to create a safe work environment or pitching for that next big contract or government tender - the Lifting Equipment Safe Work Method Statement is easy to customise, easy to use and integrate into your current Safety Management System. If you don't have a Safety Management System, we need to talk, seriously, and you don't need to be carrying that level of risk exposure in your business - we can help.

Look, we understand that business should be rewarding and not consumed by tedious red tape. The Safe Work Method Statement Template we create is in an easy to understand format, while at the same time being some of the highest quality documents in the industry. Our SWMS documents get you onsite, save you loads of time and are very user-friendly. This way, you can get on with doing what you do best.

The Lifting Equipment Safe Work Method Statement (SWMS) covers the following Job Steps, including potential hazards, control measures and risk ratings:

  1. Planning and preparation
  2. Training and capabilities
  3. Assess onsite conditions
  4. Set up work area
  5. Temporary Traffic Control (TMP)
  6. Delivery of materials and equipment
  7. Standards
  8. Selection
  9. Inspection
  10. Use
  11. Cleaning and maintenance
  12. Storage
  13. Specific inspection procedures
  14. Lifting equipment used with hired lifting plant
  15. On completion

The Lifting Equipment Safe Work Method Statement, includes;


Risk Assessment Matrix | Hierarchy of Controls | PPE | Emergency Response

Your  Lifting Equipment Safe Work Method Statement is ready to be used in three easy steps:

  1. Add your company logo and details to the SWMS Template.
  2. Identify site specific risks.
  3. Address any site specific risks and add them to your SWMS Template.

Now that your Safe Work Method Statement (SWMS) is ready for use, you can also make the SWMS document available as a training resource for activities such as WHS-OHS Toolbox Meeting Talks or Workplace Inductions.

Bluesafe Quick Tips:

  1. Ensure that all people are standing clear of the lift or hoist before it is lowered.
  2. Lower the vehicle smoothly and slowly and lower the lift as low as possible.
  3. Make sure no equipment, tools, jacks and other items are under the lift.

Lifting Equipment Safe Work Method Statement

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View a Safe Work Method Statement Example

See an example of a Safe Work Method Statement Template below. All our SWMS Template documents are comprehensive in nature, easy to use, and are a huge time saver. Our Safe Work Method Statement Templates are quick and easy to customise to your specific business or operation and are perfectly suited for every day use, for larger contracts and tenders right through to qualifying for contractor management platforms such as CM3.

What is a Safe Work Method Statement?

A SWMS is a document that outlines the high-risk construction work activities that will be performed at a workplace, the hazards that will be present as a result of these activities, and the controls that will be implemented to mitigate the risks.

A single SWMS can be utilised for numerous high-risk construction work activities, such as employing powered mobile plant, working at heights of more than 2 metres, and working near to a road that is used by traffic other than pedestrians.

A SWMS is an administrative control that is used to support higher-order controls, such as engineering controls, that are designed to remove or reduce hazards to health and safety.

A SWMS differs from other documentation such as a Job Safety Analysis or a Safe Operating Procedure in that it focuses on specific jobs or processes. A SWMS isn't meant to be a procedure; rather, it's a tool for supervisors and workers to check and monitor the workplace control measures. For high-risk work activities, a PCBU (Person Conducting a Business or Undertaking)  must prepare a Safe Work Method Statement (SWMS) or check that one has been prepared before starting work. It is important to note that before any work process has started, a SWMS must be prepared.

A PCBU, on the other hand, also must manage health and safety hazards by eliminating or reducing them as much as possible. Before beginning any work on a project, the principal contractor must also obtain a copy of the SWMS.

What information does a Safe Work Method Statement need to contain?

A Safe Work Method Statement should identify high-risk work and any specify hazards related to high-risk construction work as well as any health and safety risks. The SWMS should describe the risk-control measures to be implemented, monitored, and reviewed and also should describe how the risk-control measures will be effective at reducing or eliminating the risk, and how they will be implemented, monitored, and reviewed.

A Safe Work Method Statement should be concise and focus on outlining the specific risks identified for the high-risk work to be performed, as well as the control measures to be implemented to ensure that the work is completed safely.

A long and overly complex Safe Work Method Statement which could be difficult to comprehend, implement and monitor or review may be confusing for workers to mentally digest and therefore is not ideal in helping to reduce or eliminate risks in the workplace. It is imperative that workers, and especially those who do not speak English, are able to understand the Safe Work Method Statement. Consider having pictures or diagrams added to the SWMS as a more effective way of presenting information contained within the SWMS.

The SWMS should also contain other regulatory requirements to protect health and safety of all personnel, such as controlling noise exposure and manual job risks. Also, keep in mind that evidence of a completed risk assessment may be required by the regulator or for auditing reasons if the Safe Work Method Statement is based on a workplace-specific risk assessment.

Who's Responsible for creating the Safe Work Method Statement?

In collaboration with workers who will be directly engaged in the activity, the person responsible for carrying out the work is usually best equipped to prepare the SWMS document. In most cases, this means that a Safe Work Method Statement is created by the builder for his or her employees, or by the subcontractor for their employees.

To establish who is in the best position to prepare the Safe Work Method Statement, the principle contractor, builder, and/or subcontractors should decide who will take responsibility for the SWMS.

It's also a requirement that all managers, contractors, supervisors, and workers be involved in the creation of a Safe Work Method Statement. Workers must be consulted so that they understand the SWMS in depth and what they must do to establish and maintain risks and implement control measures to manage the risk. Sharing information and utilising workers' knowledge and experience may also aid in ensuring that the task is completed in accordance with the SWMS.

If your workplace has a Health and Safety Representative, they should also be contacted while creating a Safe Work Method Statement.

What does the principal contractor's responsibility entail?

Before beginning work, a principal contractor must take all reasonable steps to obtain a SWMS from any contractor performing high-risk work. If no SWMS exists, the principal contractor must arrange for one to be created, for example by the contractor or subcontractor.

A general contractor should establish plans to ensure that high-risk work is carried out safely and in compliance with the Safe Work Method Statement. This can be done by keeping an eye on how the SWMS is being implemented on the ground.

The principal contractors' WHS management plan must also include detailed arrangements for collecting, assessing, monitoring, and reviewing the SWMS, according to the WHS Regulations.

How to Write a Safe Work Method Statement

If you're looking to write your own Lifting Equipment Safe Work Method Statement, the first step is to create the document as a Safe Work Method Statement Template. This way, you can use the same SWMS Template and then adjust the document for each different lifting equipment project as needed, making sure that your Lifting Equipment SWMS Template addresses any site specific risks.

The fastest and most cost effective solution would be to purchase a Bluesafe Lifting Equipment SWMS Template. However, if you decide to take the route of writing your own lifting equipment SWMS.

There are some fundamental requirements and information which you may want to consider adding to your Lifting Equipment SWMS such as:

  • Details of the person(s) responsible for making sure implementation, monitoring and compliance of the Lifting Equipment SWMS as well as any reviews and modifications.
  • Any information detailing safety meetings or toolbox talks in relation to lifting equipment work, scheduled in accordance with legislative requirements to first identify any site hazards where the lifting equipment work is being conducted, secondly, communicate the risks and hazards and then take steps to eliminate or control each hazard in relation to the lifting equipment work being done. 
  • Any changes added to the Lifting Equipment SWMS after an incident or a near miss.

Note: The Lifting Equipment SWMS must be kept and be available for inspection at least until the lifting equipment work is completed. Where the Lifting Equipment SWMS is revised, all versions of the SWMS Template should be kept. If a notifiable incident occurs in relation to the Lifting Equipment Safe Work Method Statement, the Lifting Equipment SWMS must be kept for a minimum of two years from the date of the incident.

Your Lifting Equipment Safe Work Method Statement Template should list any high risk construction work, such as: 

  • Does the lifting equipment work outlined in the Lifting Equipment SWMS involve a risk of a person falling more than 2 meters?
  • Is the lifting equipment work outlined in the Lifting Equipment SWMS carried out on or near pressurised gas mains or piping?
  • Is the lifting equipment work outlined in the Lifting Equipment SWMS carried out on a telecommunication tower?
  • Is the lifting equipment work outlined in the Lifting Equipment SWMS carried out on or near chemical, fuel or refrigerant lines?
  • Does the lifting equipment work outlined in the Lifting Equipment SWMS involve demolition of an element of a structure that is load-bearing?
  • Is the lifting equipment work outlined in the Lifting Equipment SWMS carried out on or near energised electrical installations or services?
  • Does the lifting equipment work outlined in the Lifting Equipment SWMS involve demolition of an element related to the physical integrity of a structure?
  • Is the lifting equipment work outlined in the Lifting Equipment SWMS carried out in an area that may have a contaminated or flammable atmosphere?
  • Does the lifting equipment work outlined in the Lifting Equipment SWMS involve, or is likely to involve, disturbing asbestos?
  • Does the lifting equipment work outlined in the Lifting Equipment SWMS involve tilt-up or precast concrete?
  • Does the lifting equipment work outlined in the Lifting Equipment SWMS involve structural alteration or repair that requires temporary support to prevent collapse?
  • Is the lifting equipment work outlined in the Lifting Equipment SWMS carried out on, in or adjacent to a road, railway, shipping lane or other traffic corridor?
  • Is the lifting equipment work outlined in the Lifting Equipment SWMS carried out in or near a confined space?
  • Is the lifting equipment work outlined in the Lifting Equipment SWMS carried out in an area of a workplace where there is any movement of powered mobile plant?
  • Is the lifting equipment work outlined in the Lifting Equipment SWMS carried out in/near a shaft or trench deeper than 1.5m or tunnel involving use of explosives?
  • Is the lifting equipment work outlined in the Lifting Equipment SWMS carried out in areas with artificial extremes of temperature?
  • Is the lifting equipment work outlined in the Lifting Equipment SWMS carried out in or near water or other liquid that involves a risk of drowning?
  • Does the lifting equipment work outlined in the Lifting Equipment SWMS involve diving work?

Your Lifting Equipment Safe Work Method Statement should also identify any high-risk machinery or equipment in operation near the worksite, such as: 

Your Lifting Equipment SWMS should also list any Personal Protective Equipment such as:

  • Foot Protection - Boots or closed in shoes
  • Hand Protection - Gloves
  • Head Protection - Hard hat or helmet
  • Hearing Protection - Ear plugs or ear muffs
  • Eye Protection - Safety glasses, goggles or face shields
  • Respiratory Protection - Face masks etc
  • Face Protection - Face shield, welding mask etc
  • High Visual Clothing
  • Protective Clothing - Overalls etc
  • Fall Protection - Safety harness, edge protection etc
  • Sun Protection - Sunscreen, hat etc
  • Hair and Jewellery Secured - Hair Net, etc

The Lifting Equipment SWMS must be reviewed continually to ensure it remains effective and relevant. The Lifting Equipment SWMS must be reviewed (and revised if necessary) if relevant control measures in relation to lifting equipment work are revised. The review process should be carried out in consultation with workers (including contractors and subcontractors) who may be affected by the Lifting Equipment and their health and safety representatives who represented that work group at the workplace.

When the Lifting Equipment SWMS has been revised, the person conducting a business or undertaking must ensure:

  1. All persons involved in the lifting equipment work are advised that a revision has been made and how they can access the revised Lifting Equipment SWMS;
  2. Persons who will need to change a work procedure or system as a result of the review are advised of the changes in a way that will enable them to implement their duties consistently with the revised Lifting Equipment SWMS; and,
  3. Workers that will be involved in the lifting equipment work are provided with the relevant information and instruction that will assist them to understand and implement the revised Lifting Equipment SWMS. 

When preparing your Lifting Equipment SWMS, here are some topics you might want to also include to ensure you have covered as many risks and hazards as possible.

Planning and Preparation When Working With and Around Lifting Equipment.

When writing your Lifting Equipment SWMS, establish any policies, procedures and systems for working with Lifting Equipment in consultation with the Principal Contractor and workers while being sure to establish: 

  • Health and Safety guidelines for lifting equipment work
  • Emergency plans and evacuation procedures for the Lifting Equipment SWMS
  • Worker inductions for Lifting Equipment
  • Toolbox talks (safety meetings) added to the Lifting Equipment SWMS
  • Outline details of supervision of the site and workers on the Lifting Equipment SWMS
  • Check all workers qualifications, permits and competencies for Lifting Equipment operations
  • Ensure the Lifting Equipment and any related equipment is functioning correctly
  • Hazard reporting procedures in place and added to the Lifting Equipment SWMS
  • Incident reporting procedures in place and added to the Lifting Equipment SWMS
  • Exclusion zones when conducting lifting equipment work
  • Risk Assessment for TASK completed and noted on the Lifting Equipment SWMS
  • Electrical NO GO ZONES identified, discussed and documented. 

Assessment of Site Conditions

Thoroughly assess the work site/area conditions when working with lifting equipment and ensure that:

  1. A risk assessment of the lifting equipment work is conducted
  2. Suitable access and adequate space to conduct lifting equipment work safely
  3. Consult with all stakeholders on potential hazards and risks when conducting lifting equipment work
  4. Consultation with all relevant workers and personnel for Lifting Equipment SWMS details
  5. If conducting Lifting Equipment at night, ensure there is adequate lighting
  6. Check that the work environment is suitable for lifting equipment work

Lifting Equipment Training and Worker Qualifications

Ensure all workers have the appropriate licenses in conducting Lifting Equipment as well as any qualifications that may be required for various lifting equipment projects before starting work. If White Cards are required, retain copies of all cards, licenses and qualifications of personnel.

All personnel must:

  1. Be trained and/or have received instructions on the Lifting Equipment SWMS including all safety and emergency procedures.
  2. Be qualified, knowledgeable and competent in Lifting Equipment operations and lifting equipment work as well as all delegated tasks/responsibilities
  3. Be fully aware and understand the scope of work in relation to the Lifting Equipment SWMS 

Below are some examples of some Control Measures to be implemented when creating your own Lifting Equipment Safe Work Method Statement Template:

  • All approved lifting equipment must carry the identification marks to indicate the WLL (Working Load Limit) or the material grade, such as Grade T.
  • Several type of 'merchant' or 'commercial' grade equipment, although appearing similar to approved fittings, may not match other fittings when assembled.
  • Never use unmarked or unidentified lifting equipment for load-bearing purposes.
  • Make sure that the load to be lifted can be safely carried by the lifting gear.
  • To prevent reducing of WLL to unsafe levels when lifting angular objects or multi-leg sling sets, always refer to the load plates or load charts.
  • For protection of loads and slings at sharp corners when lifting soft loads or angular loads, use soft packing or flexible slings such as synthetic slings.
  • Use fittings and hooks that will not allow a part of the lifting tackle or the load to dislodge, loosen or to separate when the load is being lifted.
  • Only use equipment that has the same WLL for maintaining the correct clearances between the components and for preventing overloading of components that have a lower WLL.
  • Loads and slings must be attached only with approved fittings and safety hooks.
  • Inspect all lifting equipment daily before use.
  • Only an accredited tester must inspect all lifting equipment annually.
  • Carry out inspection as per further information in section 7.
  • Use load charts to verify that lifting equipment will not be overloaded because of size and shape of load, or by the methods used for slinging.
  • Make sure the lifting components and other components use dare compatible to each other.
  • For preventing detachment from load while lifting, use only fittings with positive closure such as safety-latch hooks and shackles.
  • Rings have a tendency to straighten out, roll onto hook latch under load, and detach. Make sure the chain sling sets' legs are not twisted.
  • Never allow a load to settle when the sling is between the load and the surface.
  • A sling caught under a load should never be pulled by a machine or a crane.
  • All equipment must be kept clean as dirt and grit may damage the slings.
  • Lifting equipment should never be exposed to salt water, corrosives or heat, etc.
  • Vehicles or plants must never be allowed to run over fittings, ropes, chains or slings.
  • Burrs or sharp and rough edges may form on sets and slings.
  • Broken wires on wire ropes may pose risk of injury on hands.
  • Never overload any component.
  • Larger sized components may have a larger size of fitting ora bigger diameter, which may not match with other parts and may place additional stress on them.
  • Preferably, use dunnage between load and surface.
  • Protect hands with suitable gloves when handling slings.
  • All fittings and slings must be thoroughly cleaned of all grease, oil, dirt, etc.
  • Use only compatible fittings to replace the faulty and worn out fittings.
  • Only a suitably skilled competent person should carry out the maintenance.
  • Never use aggressive cleaners.
  • Check the WLL of all components used.
  • Do not allow any unauthorised repairs.
  • Lifting equipment must be provided with clean and secure storage.
  • Chain sets and slings must hand from pegs. The pegs must be high enough for the chains and slings to hand straight,
  • Never allow lifting equipment to be dumped on the floor and be tangled.
  • Look for kinks, broken wire, damage and/or wear, while inspecting wire ropes.
  • Check all thimbles and swaged fittings, and if damaged, discard it.
  • Fittings and chains must be inspected for distortion, damage, wear or cracks.
  • Faulty sets and slings should be removed from service and be destroyed or repaired.
  • Inspect the load indicators on covers of round slings and look for cuts, burns or wear.
  • Inspect the stitching and eyes of webbing slings for stretching, wear or cuts.
  • Fittings and hooks must be inspected for distortion, damage, wear or cracks.
  • To prevent corrosion and to maintain movement, keep them lightly oiled.
  • Arrange for a testing facility with NATA accreditation to inspect and annually test all slings and sets used on high-risk work such as construction work, and those hired out with cranes, etc.
  • Before using slings, inspect them visually.
  • Do not use the wire rope if greater than 10% of the wires broken have lengths equal to 8 times their diameter.
  • Allow only competent persons to repair chains, slings and sets.
  • All slings must be kept clean and grit must be prevented from entering and damaging the strands.
  • Keep the fittings free from dirt, grease and oil.
  • A current test tag must be available with all equipment.
  • Never use any equipment that is out-of-test.
  • Hired-out machinery must always have slings and sets marked clearly with the WLL and load plates.
  • Hired-out machinery should only use slings, etc., which carry a current test tag.
  • After each hire and before the next use, inspect all fittings, sets and slings.
  • Make sure the sets and slings will be suitable for the type and mass of loads to be lifted.
  • Provide protection for all slings.

National: View the Model Codes of Practice for Excavation Work on Safe Work Australia's website here.
Victoria: Victoria's Code of Practice for Excavation Work may be viewed on Work Safe Victoria's website here.